Tradeware™ OATS Consolidator

Full-Service OATS Compliance Solution

As a FINRA-certified Transmitting and Reporting Order Sending Organization (OSO), SS&C Tradeware provides a full range of OATS compliance solutions, including our unique OATS Consolidator service for desks with multiple trading systems. Through leveraging our extensive integration experience and compliance expertise, SS&C Tradeware can provide your firm with an OATS compliance solution for any set of trading systems at any level of complexity.

OATS Reporting Services

SS&C Tradeware provides the following services:

submit OATS reports on your behalf
review OATS website daily
repair rejects
provide you with copies of submitted data
address any changes in FINRA requirements

We can provide OATS reporting support for trading systems, which have no or limited OATS reporting capabilities.

OATS Consolidator

SS&C OATS Consolidator is a broker-neutral compliance process that provides an accurate OATS reporting solution for broker-dealers using multiple trading systems.OATS Consolidator is a full-service compliance solution that encompassed business process exploration, technology implementation, and post-implementation monitoring and support, providing you with worry-free OATS management.

"provides a full range of OATS compliance solutions"

For desks with multiple trading systems, SS&C Tradeware provides the following services:

consolidate multiple OATS files into a single OATS submission compliant with FINRA requirements
submit OATS reports on your behalf
review OATS website daily
work with trading system vendors to repair rejects
provide you with copies of submitted data
keep track of any changes in FINRA requirements