January 5, 2007 Volume VII, Issue I FINANCIAL INSTITUTIONS Software & Services eBriefing REG NMS Pushing Volumes Higher Many firms are anticipating that Regulation NMS (REG NMS) will result in an increased trading pace and higher volumes. Consequently, firms will require improved capacity, low latency and system infrastructure as the inevitable explosion in market data and massive growth in traffic occurs. VIEW MORE Rising Derivatives Volumes Are Causing Headaches The market for derivatives, particularly credit derivatives has exploded. The buy-side's increased presence in the market has contributed to the unprecedented volume, which combined with a cumbersome settlement process is putting pressure on technology providers and operations departments to find more efficient and less risky ways of processing trades. VIEW MORE Financial Advisers versus Brokers New York attorney general Eliot Spitzer has accused UBS in a lawsuit that UBS has defrauded individual investors by placing them in fee-based accounts unsuitable for those investors. Account suitability continues to be a major issue in wealth management as the industry struggles to compete with discount brokerage houses while offering a range of services designed to appeal to various types of investors. VIEW MORE FOR MORE INFORMATION Request a Demo Request More Information CONTACT Colleen Nelsen 952-857-2701 Email us PRESS RELEASES 5/28/2013 VIY Management chooses SS&C’s TNR Solution 5/21/2013 SS&C GlobeOp Forward Redemption Indicator: May notifications 3.77% PRODUCT ALERTS Recon 6.5 Now Available Lightning v3.9.09 Now Available Congratulations! December 08 Puzzler Solvers: Conrad Villanueva, CHSI Corrine Edwards, GSIM LLC Craig Einhorn, Allstate Investment, LLC Diane Lloyd, AXA Equitable Don Allen, SOA/EA Consulting, LLC Eric Tang, Ameritas Life Insurance Corp Ferdinand Wit, VvAA groep bv George Klören, Rabobank International Jean Litchko, Columbian Financial Group Jeffrey P. Ricker, CFA, Dreadnought. Limited Jeffrey Rosen, Seattle Pacific Realty, Inc. Jim Mowery, Transamerica Reinsurance Joe Balsarotti, Software To Go Joe Lally, UBS Joseph Dudajek, AXA Josh Grzadzielewski, State Bank of Arcadia Kevin Davis, Global Brokerage Corporation Kevin Strutz, Acuity Kishor M. Parekh, CGFM, Abaca Advisory Company Kristin Peura, Great Eastern Management L K Havanur, Canara Bank Louie Escamilla, Frankenmuth Insurance Mark Evans, AEGON USA Mark Webb, National Development Michael Germansky, Douglas Emmett Nate Eckloff, RBC Capital Markets Richard Leiser-Banks, Triangle Actuarial Services Rob Kugler, Archer & Greiner, PC Robert Polansky, General Mills Robert V. Gordon, CPA, JD, RVG Consulting Services, LLC Roger Hallquist, Transamerica Life Roger Mowrey, CSC Rosemarie Ottomanelli, AVID LLC Sandie Crago, The Richard E Jacobs Group Sherree Wisel, CNA Stephen A. Edwards, Kilpatrick Townsend & Stockton LLP Steve Kirkpatrick, Centra Partners, LLC Sue McCluskey, RBC Capital Markets Suresh Kumar, Canara Bank Tara Uebelhor Bayse, OneAmerica Teresa Wu Scott, Thomson Reuters William F. Gibson, Al Rajhi Capital © 2013 SS&C Technologies, Inc. | 80 Lamberton Road | Windsor | CT | 06095 This email was sent to {Email}. To view this email in a browser, please click here Should you not wish to receive communications, please unsubscribe.