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May 16, 2008  |   Volume IX, Issue IX
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Mark Bramley
(617) 648-0923 | Email

Asset Management

Software & Services eBriefing
What Every Chief Investment Officer Needs to Know About Composite Tracking

On November 9, 2007, the OSC issued a notice (33-729) on the marketing practices of Investment Counsel and Portfolio Managers. The notice reflected the results of an in-depth, risk-based approach taken by the compliance staff of the OSC with 21 ICPM firms. It also included results for preliminary information gathered from a further 39 firms, primarily focused on institutional investors. The notice dealt with the review of marketing materials and the concern with lack of adherence to Section 2.1 of OSC Rule 31-505 � Conditions of Registration, which requires registrants to deal fairly, honestly and in good faith with their clients.


Client Reporting in a Down Market

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Good stories are easy to tell in an up market. But what happens when markets are down? Your unsophisticated clients are nervous and your sophisticated clients want more information. How do you explain to these vastly different groups why performance is not following the trends of previous years?

Rolling Out a Successful Training Program: A How-To Guide

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The first step to a successful training program is successfully introducing it into your working environment. So how do you create a successful program launch?
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Nov 23, 2015
SS&C Appoints Seasoned CFO and Entrepreneur Smita Conjeevaram to Its Board of Directors

Nov 20, 2015
SS&C Announces Fourth Quarter Dividend

Dec 15, 2015
HighTower GIS Forum

Las Vegas, NV

Jan 31, 2016 - Feb 3, 2016
MBA’s CREF/Multifamily Housing Convention & Expo
Hyatt Regency Orlando
Orlando, FL

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