May 16, 2008 Volume IX, Issue IX ASSET MANAGEMENT Software & Services eBriefing What Every Chief Investment Officer Needs to Know About Composite Tracking On November 9, 2007, the OSC issued a notice (33-729) on the marketing practices of Investment Counsel and Portfolio Managers. The notice reflected the results of an in-depth, risk-based approach taken by the compliance staff of the OSC with 21 ICPM firms. It also included results for preliminary information gathered from a further 39 firms, primarily focused on institutional investors. The notice dealt with the review of marketing materials and the concern with lack of adherence to Section 2.1 of OSC Rule 31-505 � Conditions of Registration, which requires registrants to deal fairly, honestly and in good faith with their clients. VIEW MORE Client Reporting in a Down Market Good stories are easy to tell in an up market. But what happens when markets are down? Your unsophisticated clients are nervous and your sophisticated clients want more information. How do you explain to these vastly different groups why performance is not following the trends of previous years? VIEW MORE Rolling Out a Successful Training Program: A How-To Guide The first step to a successful training program is successfully introducing it into your working environment. So how do you create a successful program launch? VIEW MORE FOR MORE INFORMATION Request a Demo Request More Information CONTACT Alex Marasco 646-213-7138 Email us PRESS RELEASES 5/21/2013 SS&C GlobeOp Forward Redemption Indicator: May notifications 3.77% 5/16/2013 Credential Securities Selects SS&C’s Global Wealth Platform EVENTS June 5, 2013 Trends in Vermogensbeheer De Industrieele Groote Club Amsterdam, The Netherlands Request a Meeting June 20 - 21, 2013 TSAM NA’s Buy-side Technology & Operational Strategy Sentry Centers New York, NY Request a Meeting PRODUCT ALERTS Recon 6.5 Now Available PORTIA version 11.3 Congratulations! May 02 Puzzler Solvers: Conrad Villanueva, CHSI Corrine Edwards, GSIM LLC Craig Einhorn, Allstate Investment, LLC Diane Lloyd, AXA Equitable Don Allen, SOA/EA Consulting, LLC Eric Tang, Ameritas Life Insurance Corp Ferdinand Wit, VvAA groep bv George Klören, Rabobank International Jean Litchko, Columbian Financial Group Jeffrey P. Ricker, CFA, Dreadnought. Limited Jeffrey Rosen, Seattle Pacific Realty, Inc. Jim Mowery, Transamerica Reinsurance Joe Balsarotti, Software To Go Joe Lally, UBS Joseph Dudajek, AXA Josh Grzadzielewski, State Bank of Arcadia Kevin Davis, Global Brokerage Corporation Kevin Strutz, Acuity Kishor M. Parekh, CGFM, Abaca Advisory Company Kristin Peura, Great Eastern Management L K Havanur, Canara Bank Louie Escamilla, Frankenmuth Insurance Mark Evans, AEGON USA Mark Webb, National Development Michael Germansky, Douglas Emmett Nate Eckloff, RBC Capital Markets Richard Leiser-Banks, Triangle Actuarial Services Rob Kugler, Archer & Greiner, PC Robert Polansky, General Mills Robert V. Gordon, CPA, JD, RVG Consulting Services, LLC Roger Hallquist, Transamerica Life Roger Mowrey, CSC Rosemarie Ottomanelli, AVID LLC Sandie Crago, The Richard E Jacobs Group Sherree Wisel, CNA Stephen A. Edwards, Kilpatrick Townsend & Stockton LLP Steve Kirkpatrick, Centra Partners, LLC Sue McCluskey, RBC Capital Markets Suresh Kumar, Canara Bank Tara Uebelhor Bayse, OneAmerica Teresa Wu Scott, Thomson Reuters William F. Gibson, Al Rajhi Capital © 2013 SS&C Technologies, Inc. | 80 Lamberton Road | Windsor | CT | 06095 This email was sent to {Email}. To view this email in a browser, please click here Should you not wish to receive communications, please unsubscribe.