Email not displaying correctly? View it in your browser.
May 16, 2008  |   Volume IX, Issue IX
Twitter Linked In Facebook RSS YouTube YouTube
Mark Bramley
(617) 648-0923 | Email

Asset Management

Software & Services eBriefing
What Every Chief Investment Officer Needs to Know About Composite Tracking

On November 9, 2007, the OSC issued a notice (33-729) on the marketing practices of Investment Counsel and Portfolio Managers. The notice reflected the results of an in-depth, risk-based approach taken by the compliance staff of the OSC with 21 ICPM firms. It also included results for preliminary information gathered from a further 39 firms, primarily focused on institutional investors. The notice dealt with the review of marketing materials and the concern with lack of adherence to Section 2.1 of OSC Rule 31-505 � Conditions of Registration, which requires registrants to deal fairly, honestly and in good faith with their clients.


Client Reporting in a Down Market

Promo image 1
Good stories are easy to tell in an up market. But what happens when markets are down? Your unsophisticated clients are nervous and your sophisticated clients want more information. How do you explain to these vastly different groups why performance is not following the trends of previous years?

Rolling Out a Successful Training Program: A How-To Guide

Promo image 2
The first step to a successful training program is successfully introducing it into your working environment. So how do you create a successful program launch?
SS&C Blog
PHilight 1

Oct 21, 2016
SS&C GlobeOp Forward Redemption Indicator: October notifications 3.40%

Oct 19, 2016
SS&C Named Global Middle Office Services Provider By Russell Investments

Oct 24, 2016 - Oct 26, 2016
GAIM Ops West Coast
Ritz Carlton
Palm Springs, CA

Oct 24, 2016 - Oct 27, 2016
San Diego, CA

This email was sent to %%email%%. To view this email in a browser, please click here
Should you not wish to receive communications, please unsubscribe.
© 2016 SS&C Technologies Holdings, Inc. All rights reserved. 80 Lamberton Road, Windsor, CT 06095