May 16, 2008
Volume IX, Issue IX
ASSET MANAGEMENT
Software & Services eBriefing
What Every Chief Investment Officer Needs to Know About Composite Tracking

On November 9, 2007, the OSC issued a notice (33-729) on the marketing practices of Investment Counsel and Portfolio Managers. The notice reflected the results of an in-depth, risk-based approach taken by the compliance staff of the OSC with 21 ICPM firms. It also included results for preliminary information gathered from a further 39 firms, primarily focused on institutional investors. The notice dealt with the review of marketing materials and the concern with lack of adherence to Section 2.1 of OSC Rule 31-505 � Conditions of Registration, which requires registrants to deal fairly, honestly and in good faith with their clients.

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Client Reporting in a Down Market

Good stories are easy to tell in an up market. But what happens when markets are down? Your unsophisticated clients are nervous and your sophisticated clients want more information. How do you explain to these vastly different groups why performance is not following the trends of previous years?

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Rolling Out a Successful Training Program: A How-To Guide

The first step to a successful training program is successfully introducing it into your working environment. So how do you create a successful program launch?

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FOR MORE INFORMATION

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CONTACT

Alex Marasco
646-213-7138
Email us



PRESS RELEASES

4/16/2014
SS&C PORTIA Expands Business Operations Leveraging SS&C’s Center of Excellence in Evansville

4/15/2014
Capital Institutional Services, Inc. Goes Live on SS&C’s Lightning TradeDesk


EVENTS

April 23 - 25, 2014
FMA’s 2014 Securities Compliance Seminar
Marriott Nashville Hotel at Vanderbilt University
Nashville, TN
Request a Meeting


May 4 - 7, 2014
MBA’s Commercial/Multifamily Servicing and Technology Conference
Marriot New Orleans
New Orleans, LA
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PRODUCT ALERTS

PCView 3 - v3.2.4

TOTAL RETURN 13.3









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