Compliance

Client mandates, internal policies, and regulatory standards have become more exacting and investment strategies have become more complex. You need a robust and streamlined compliance process to avoid costly breaches and protect your reputation. SS&C’s industry-leading solutions run automated compliance throughout the trade lifecycle, giving you complete visibility and control. From pre-trade compliance built in to your order management workflow to automated reports for regulatory compliance, we help efficiently ensure that you are meeting all rules and regulations applicable to your business.

KEY BENEFITS

Complete integration
Our compliance solutions seamlessly integrate across the front-to-back office enabling easy oversight, transparency, drilldown capability and full documentation of methodologies along with relevant permissioning and security.

Customizable rules and alerts
You can build, configure, and deploy the compliance rules you need to meet your client’s mandates and elevate critical issues to the right internal audience for resolution following the workflow that makes sense for your business.

Flexible reporting
Whether your needs are for internal, financial reporting, or regulatory purposes, we deliver comprehensive reporting with full web portal capabilities, including iPad/iPhone apps.

Complete audit history
You have instant access to a full audit history detailing compliance breaches and their status, as well as the history of the underlying compliance rules.