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Jul 16, 2020

CP86 compliance: can you prove it?

European regulators expect fund management companies doing business in the EU to have effective governance practices. Effective governance means having an active management team that has a firm grasp of its business, and engaged directors who are diligently exercising their oversight responsibilities. In Ireland, these principles are captured in the Fund Management Companies (FMC) Guidance issued by the Central Bank of Ireland (CBI), usually referred to as “the Guidance,” or “CP86.”

May 15, 2020

Regulatory challenges and relief amidst market volatility caused by COVID-19

There have been several changes to industry regulations that can help better position firms in a post-COVID-19 environment. Recently, we asked a panel of SS&C experts to discuss these changes facing the financial industry. While firms have universally shifted to a remote, work-from-home model, our experts outline potential regulatory impacts.  

Dec 23, 2019

The future of technology in regulatory compliance for hedge funds and private equity firms

In today’s tech-savvy society, it has become critical for banks, hedge funds, private equity firms and other financial institutions to pay close attention to their regulatory landscape.

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