Brochure

Building Liquidity Risk Frameworks to Meet Evolving SEC Requirements

Ensure Compliance and Optimize Liquidity Risk Management

The SEC’s increased focus on liquidity risk management under Rule 22e-4 requires open-end funds to implement robust frameworks for classifying and monitoring portfolio liquidity. Fund managers must ensure compliance, maintain accurate reporting and prepare for stressed market conditions. SS&C’s integrated solution streamlines liquidity assessments, enhances decision-making and simplifies SEC reporting, helping funds meet regulatory deadlines while optimizing portfolio liquidity strategies.
What you’ll learn:

  • How to leverage ICE Liquidity Indicators and the ICE Vantage Platform for real-time liquidity insights.

  • Best practices for stress testing and scenario analysis to manage liquidity risk.

  • How to streamline regulatory compliance with automated N-PORT and N-CEN reporting .

Stay ahead of evolving SEC requirements. Download the brochure today.