Advent Rules Manager, a comprehensive solution for pre- and post trading compliance, eliminates manual labor and improves accuracy. Working together with Advent’s Moxy® order management system, Advent Rules Manager allows you to implement the proactive controls demanded by regulators, manage your clients’ complex restrictions and improve compliance readiness across your firm, demonstrates that your firm is following best practices in managing risks.
Proactive pre- and post-trade checking: Avoid compliance breaches and adhere to client mandates.
Streamline compliance processes: With maker-checker functionality to facilitate fast and efficient trading.
Full audit trail and reporting: Be better prepared for a regulatory request or exam.