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BLOGS. May 22, 2023

SEC Adopts New Form PF Rules: What Should Managers Be Doing Now?

The first set of changes to Form PF proposed last year by the SEC has now been approved and put into a final rule, soon to be published in the SEC’s Federal Register. According to the SEC, “The amendments will also strengthen the effectiveness of the Commission’s regulatory programs, including examinations, investigations, and investor protection efforts relating to private fund advisors.” The new rules create two new sections to Form PF: Section 5 for large hedge fund advisors and Section 6 for private equity fund advisors. It also makes changes to Section 4 for large private equity fund advisors.

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